Filing Details
- Accession Number:
- 0001127602-20-018883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-04 18:18:39
- Reporting Period:
- 2020-06-02
- Accepted Time:
- 2020-06-04 18:18:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1682852 | Moderna Inc. | MRNA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643746 | H. Lorence Kim | C/O Moderna, Inc. 200 Technology Square Cambridge MA 02139 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-02 | 78,309 | $14.22 | 1,280,819 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-02 | 66,031 | $19.15 | 1,346,850 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-02 | 96,660 | $19.15 | 1,443,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-02 | 241,000 | $58.30 | 1,202,510 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-02 | 78,309 | $0.00 | 78,309 | $14.22 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-02 | 66,031 | $0.00 | 66,031 | $19.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-06-02 | 96,660 | $0.00 | 96,660 | $19.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 587,735 | 2028-02-28 | No | 4 | M | Direct | |
| 578,372 | 2026-08-10 | No | 4 | M | Direct | |
| 0 | 2026-08-10 | No | 4 | M | Direct |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.
- 458,715 of the options will vest over 4 years (25% on February 27, 2019, then quarterly for the next 3 years), 229,358 of the options will vest over 5 years (25% on February 27, 2020, then quarterly for the next 3 years), 229,358 of the options will vest over 6 years (25% on February 27, 2021, then quarterly for the next 3 years).
- This option is fully vested and exercisable.
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