Home > Insider Trading > Filing (0001493152-20-010599)

Filing Details

Accession Number:: 0001493152-20-010599
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-04 18:06:04
Reporting Period:: 2020-06-02

Accepted Time:: 2020-06-04 18:06:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1360214	Harrow Health Inc.	HROW	Pharmaceutical Preparations (2834)	450567010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1595855	Opaleye Management Inc.	One Boston Place, 26Th Floor Boston MA 02108		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2020-06-02	19,400	$5.69	2,519,400	No	4	P	Indirect	By Opaleye, L.P.
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2020-06-03	20,600	$5.74	2,540,000	No	4	P	Indirect	By Opaleye, L.P.
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2020-06-04	10,000	$5.79	2,550,000	No	4	P	Indirect	By Opaleye, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Opaleye, L.P.
No	4	P	Indirect	By Opaleye, L.P.
No	4	P	Indirect	By Opaleye, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	125,000	Indirect	By Managed Account

Footnotes

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.6876. The range of purchase prices on the transaction date was $5.4873 to $5.757 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.7431. The range of purchase prices on the transaction date was $5.70 to $5.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.7861. The range of purchase prices on the transaction date was $5.6475 to $5.90 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.