Filing Details

Accession Number:
0001209191-20-034486
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-04 17:32:27
Reporting Period:
2020-06-02
Accepted Time:
2020-06-04 17:32:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc. SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559111 C. Timothy Huffmyer 5800 Corporate Drive
Pittsburgh PA 15237
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-02 16,000 $4.92 304,733 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The trade was executed in a series of transactions with a price range of $4.89 to $4.96, inclusive, with a weighted average price of $4.92. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.