Filing Details
- Accession Number:
- 0001209191-20-034458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-04 17:00:22
- Reporting Period:
- 2020-06-03
- Accepted Time:
- 2020-06-04 17:00:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570465 | Jae Kim | C/O Rambus Inc. 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-03 | 1,200 | $11.26 | 107,844 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-06-03 | 1,234 | $12.31 | 109,078 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-06-03 | 2,434 | $15.89 | 106,644 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock options (right to buy) | Disposition | 2020-06-03 | 1,200 | $0.00 | 1,200 | $11.26 |
| Common Stock | Employee stock options (right to buy) | Disposition | 2020-06-03 | 1,234 | $0.00 | 1,234 | $12.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,200 | 2025-02-02 | No | 4 | M | Direct | |
| 10,338 | 2026-02-01 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019.
- The option award vested as to 10% of the granted shares on August 2, 2015, and the remaining shares vested monthly thereafter until fully vested on February 2, 2019.
- The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 1, 2020.
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