Filing Details

Accession Number:
0001441683-20-000071
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-04 16:16:31
Reporting Period:
2020-06-02
Accepted Time:
2020-06-04 16:16:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441683 Appian Corp APPN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309192 W Matthew Calkins 7950 Jones Branch Drive
Tysons VA 22102
Ceo And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-06-02 375,000 $0.00 375,000 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2020-06-02 375,000 $56.05 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-06-02 375,000 $0.00 375,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,524,710 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 6,941,070 6,941,070 Indirect
Class A Common Stock Class B Common Stock $0.00 33,832 33,832 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
6,941,070 6,941,070 Indirect
33,832 33,832 Indirect
Footnotes
  1. Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
  2. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
  3. (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
  4. The reportable securities are owned directly by Calkins Family LLC ("Family"). The Reporting Person serves as the managing member of Family.
  5. The reportable securities are owned directly by Wallingford LLC ("Wallingford"). The Reporting Person serves as the managing member of Wallingford.
  6. The reportable securities are owned directly by Matthew Calkins Family Trust I LLC ("Family Trust"). The Reporting Person's family member is the trustee of Family Trust. The Reporting Person disclaims beneficial ownership of the securities held by Family Trust and this report shall not be deemed an admission of beneficial ownership of such securities for the purposes of Section 16 or for any other purpose, except to the extent of any pecuniary interest therein.