Filing Details
- Accession Number:
- 0001707925-20-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-04 14:34:49
- Reporting Period:
- 2020-06-03
- Accepted Time:
- 2020-06-04 14:34:49
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595290 | K Anne Roby | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-06-03 | 9,405 | $102.22 | 40,698 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-06-03 | 6,792 | $212.02 | 33,906 | No | 4 | F | Direct | |
| Ordinary Shares | Acquisiton | 2020-06-03 | 15,790 | $110.58 | 49,696 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-06-03 | 11,732 | $212.25 | 37,964 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2020-06-03 | 6,671 | $211.97 | 31,293 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2020-06-03 | 15,790 | $0.00 | 15,790 | $110.58 |
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2020-06-03 | 9,405 | $0.00 | 49,405 | $102.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-26 | 2023-02-26 | No | 4 | M | Direct |
| 40,000 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 1,709 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | $0.00 | 1,935 | 1,935 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 2,330 | 2,330 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 3,885 | 3,885 | Direct | ||
| Ordinary Shares | Stock Option (right to buy) | $173.13 | 2021-03-09 | 2030-03-09 | 23,545 | 23,545 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $176.63 | 2020-03-20 | 2029-03-20 | 26,230 | 26,230 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $128.80 | 2015-02-25 | 2024-02-25 | 19,900 | 19,900 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $128.38 | 2016-02-24 | 2025-02-24 | 26,490 | 26,490 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $118.71 | 2018-02-28 | 2027-02-28 | 39,585 | 39,585 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $154.00 | 2019-02-27 | 2028-02-27 | 32,335 | 32,335 | Direct |
| Ordinary Shares | Deferred Stock Unit | $0.00 | 64 | 121 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,935 | 1,935 | Direct | |
| 2,330 | 2,330 | Direct | |
| 3,885 | 3,885 | Direct | |
| 2030-03-09 | 23,545 | 23,545 | Direct |
| 2029-03-20 | 26,230 | 26,230 | Direct |
| 2024-02-25 | 19,900 | 19,900 | Direct |
| 2025-02-24 | 26,490 | 26,490 | Direct |
| 2027-02-28 | 39,585 | 39,585 | Direct |
| 2028-02-27 | 32,335 | 32,335 | Direct |
| 64 | 121 | Direct |
Footnotes
- Shares withheld from option exercise to pay exercise price and taxes. No market sale of shares occurred.
- The price reported is the weighted average sale price. The sale prices ranged from $211.73 to $212.14. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one-basis.
- Restricted Stock units that will vest in full and payout on or about February 23, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
- This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
- This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
- This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- Conversion to Linde plc ordinary shares is on a one-for-one basis.
- Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for one basis in accordance with the Plan.
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