Filing Details
- Accession Number:
- 0001510281-20-000160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-04 11:44:52
- Reporting Period:
- 2020-06-01
- Accepted Time:
- 2020-06-04 11:44:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305767 | Pioneer Floating Rate Trust | PHD | () | 582683903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510281 | Saba Capital Management, L.p. | 405 Lexington Avenue 58Th Floor New York NY 10174 | No | No | Yes | No | |
1608233 | Boaz Weinstein | 405 Lexington Avenue 58Th Floor New York NY 10174 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-01 | 63,676 | $9.07 | 3,957,479 | No | 4 | P | Indirect | - |
Common Stock | Acquisiton | 2020-06-02 | 84,770 | $9.16 | 4,042,249 | No | 4 | P | Indirect | - |
Common Stock | Acquisiton | 2020-06-03 | 100,000 | $9.30 | 4,142,249 | No | 4 | P | Indirect | - |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | - |
No | 4 | P | Indirect | - |
No | 4 | P | Indirect | - |