Filing Details
- Accession Number:
- 0001225208-11-010249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-24 17:20:47
- Reporting Period:
- 2011-03-22
- Filing Date:
- 2011-03-24
- Accepted Time:
- 2011-03-24 17:20:47
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1368692 | Harris Mustafa | 810 Dsw Drive Columbus OH 43219 | Evp, Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Acquisiton | 2011-03-23 | 3,200 | $26.52 | 10,726 | No | 4 | M | Direct | |
| Class A Common Shares | Disposition | 2011-03-23 | 8,700 | $37.15 | 2,026 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares | Restricted Stock Unit | Acquisiton | 2011-03-22 | 1,700 | $0.00 | 1,700 | $0.00 |
| Class A Common Shares | Stock Option - Right to Buy | Acquisiton | 2011-03-22 | 9,500 | $0.00 | 9,500 | $37.48 |
| Class A Common Shares | Stock Option - Right to Buy | Disposition | 2011-03-23 | 3,200 | $0.00 | 3,200 | $26.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,700 | 2015-03-22 | 2015-03-23 | No | 4 | A | Direct |
| 9,500 | 2021-03-22 | No | 4 | A | Direct | |
| 12,800 | 2020-03-23 | No | 4 | M | Direct |
Footnotes
- The sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Mustafa on March 16, 2011.
- Each restricted stock unit represents a contingent right to receive one share of DSW common stock.
- Option vests 20% per year beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
