Filing Details

Accession Number:
0001437749-20-012381
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-03 20:55:08
Reporting Period:
2020-06-02
Accepted Time:
2020-06-03 20:55:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434647 Kempharm Inc KMPH Pharmaceutical Preparations (2834) 205894398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1638365 C Travis Mickle C/O Kempharm, Inc.
1180 Celebration Boulevard, Suite 103
Celebration FL 34747
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-02 110,000 $0.19 1,888,117 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,604 Direct
Common Stock 157,197 Indirect By Travis C. Mickle 2015 Dynasty Trust dtd 7/21/15, Christal M.M. Mickle as trustee
Common Stock 243,880 Indirect By Christal M.M. Mickle 2015 Gift Trust dtd 7/21/15, as trustee
Common Stock 123,217 Indirect By Travis C. Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee
Common Stock 21,466 Indirect By Travis C. Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee
Common Stock 16,550 Indirect By Mickle Investments LLC
Footnotes
  1. Held jointly with Christal M.M. Mickle.
  2. The Reporting Person and Christal M.M. Mickle are the managing members of Mickle Investments, LLC.