Filing Details

Accession Number:
0001437749-20-012378
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-03 20:00:40
Reporting Period:
2019-01-17
Accepted Time:
2020-06-03 20:00:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
834365 Biolife Solutions Inc BLFS Electromedical & Electrotherapeutic Apparatus (3845) 943076866
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273547 Thomas Girschweiler C/O Biolife Solutions, Inc.
3303 Monte Villa Parkway, Suite 310
Bothell WA 98021
Yes No Yes No
1603397 Gmbh Taurus4757 Roosstrasse 53
Ch-8832 Wollerau
Zurich V8 CH-8057
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-17 10,714 $1.26 1,535,391 No 4 M Indirect By Taurus4757 GmbH
Common Stock Disposition 2019-10-04 162,760 $15.36 1,372,631 No 4 S Indirect By Taurus4757 GmbH
Common Stock Acquisiton 2020-05-13 1,544,194 $4.75 2,916,825 No 4 X Indirect By Taurus4757 GmbH
Common Stock Disposition 2020-05-13 492,277 $14.90 2,424,548 No 4 S Indirect By Taurus4757 GmbH
Common Stock Disposition 2020-05-22 476,191 $10.50 1,948,357 No 4 S Indirect By Taurus4757 GmbH
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Taurus4757 GmbH
No 4 S Indirect By Taurus4757 GmbH
No 4 X Indirect By Taurus4757 GmbH
No 4 S Indirect By Taurus4757 GmbH
No 4 S Indirect By Taurus4757 GmbH
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-01-17 10,714 $0.00 10,714 $1.26
Common Stock Warrants (Right to Buy) Disposition 2020-05-13 1,544,194 $0.00 1,544,194 $4.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-27 2019-02-26 No 4 M Direct
0 2014-03-25 2021-03-25 No 4 X Indirect
Footnotes
  1. The shares of common stock, par value $0.001 per share (the "Common Stock") were issued to Taurus457 GmbH ("Taurus"), an entity wholly owned by Thomas Girschweiler (together with Taurus, the "reporting person") a director and 10% shareholder of Biolife Solutions, Inc. (the "Company"), upon exercise of the warrants held by the reporting person.
  2. On May 13, 2020, the reporting person exercised an in-the-money warrant to purchase 1,544,194 shares of Common Stock of the Company for $4.75 per share pursuant to Rule 16b-6 under the Securities Exchange Act of 1934, as amended. The reporting person exercised the warrant on a cashless basis pursuant to the terms of the warrant, resulting in the Company's withholding of 492,277 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,051,197 shares.
  3. The warrants were issued to Taurus in March 2014 in connection with conversion of outstanding promissory notes and interest accrued thereon for units consisting of common stock and warrants.