Filing Details
- Accession Number:
- 0001209191-20-034280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-03 19:27:33
- Reporting Period:
- 2020-06-01
- Accepted Time:
- 2020-06-03 19:27:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1129260 | Vocera Communications Inc. | VCRA | Communications Equipment, Nec (3669) | 943354663 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1412340 | Alan Douglas Carlen | C/O Vocera Communications, Inc. 525 Race Street San Jose CA 95126 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-01 | 39,872 | $0.00 | 112,117 | No | 4 | A | Direct | |
Common Stock | Disposition | 2020-06-01 | 12,253 | $0.00 | 99,865 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-06-01 | 3,000 | $20.00 | 96,864 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents a restricted stock unit award that vests in three equal annual installments commencing on June 1, 2021.
- Includes 463 shares of Common Stock acquired under the Issuer's employee stock purchase plan on May 14, 2020.
- Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.