Filing Details
- Accession Number:
- 0001491877-11-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-24 17:07:00
- Reporting Period:
- 2011-03-22
- Filing Date:
- 2011-03-24
- Accepted Time:
- 2011-03-24 17:07:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
945989 | Astea International Inc | ATEA | Services-Prepackaged Software (7372) | 232119058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1305456 | V Kernan Oberting | 33 South Main Street Hanover NH 03755 | No | No | No | Yes | |
1450205 | Kvo Capital Management, Llc | 33 South Main Street Hanover NH 03755 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-22 | 64,468 | $3.62 | 331,190 | No | 4 | S | Indirect | Shares are held in private accounts over which KVO has voting and dispositive power |
Common Stock | Disposition | 2011-03-23 | 38,898 | $4.15 | 292,292 | No | 4 | S | Indirect | Shares are held in private accounts over which KVO has voting and dispositive power |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Shares are held in private accounts over which KVO has voting and dispositive power |
No | 4 | S | Indirect | Shares are held in private accounts over which KVO has voting and dispositive power |
Footnotes
- Includes 251,608 shares held in private accounts over which KVO has both voting and dispositive power pursuant to contract. KVO's voting and dispositive power over shares held in these accounts is revocable on or after December 31, 2011.
- Mr. Oberting is the Managing Member of KVO. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Exchange Act"), Mr. Oberting may be deemed to beneficially own all of the shares that KVO is deemed to beneficially own. Mr. Oberting disclaims beneficial ownership of any of the securities covered by this Form 4.