Filing Details

Accession Number:
0001491877-11-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-24 17:07:00
Reporting Period:
2011-03-22
Filing Date:
2011-03-24
Accepted Time:
2011-03-24 17:07:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
945989 Astea International Inc ATEA Services-Prepackaged Software (7372) 232119058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305456 V Kernan Oberting 33 South Main Street
Hanover NH 03755
No No No Yes
1450205 Kvo Capital Management, Llc 33 South Main Street
Hanover NH 03755
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-22 64,468 $3.62 331,190 No 4 S Indirect Shares are held in private accounts over which KVO has voting and dispositive power
Common Stock Disposition 2011-03-23 38,898 $4.15 292,292 No 4 S Indirect Shares are held in private accounts over which KVO has voting and dispositive power
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Shares are held in private accounts over which KVO has voting and dispositive power
No 4 S Indirect Shares are held in private accounts over which KVO has voting and dispositive power
Footnotes
  1. Includes 251,608 shares held in private accounts over which KVO has both voting and dispositive power pursuant to contract. KVO's voting and dispositive power over shares held in these accounts is revocable on or after December 31, 2011.
  2. Mr. Oberting is the Managing Member of KVO. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Exchange Act"), Mr. Oberting may be deemed to beneficially own all of the shares that KVO is deemed to beneficially own. Mr. Oberting disclaims beneficial ownership of any of the securities covered by this Form 4.