Filing Details
- Accession Number:
- 0001140361-11-018510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-24 17:01:19
- Reporting Period:
- 2011-03-10
- Filing Date:
- 2011-03-24
- Accepted Time:
- 2011-03-24 17:01:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196298 | Nephros Inc | NEPHD | Surgical & Medical Instruments & Apparatus (3841) | 133971809 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1361978 | Southpaw Asset Management Lp | 2 Greenwich Office Park Greenwich CT 06831 | No | No | Yes | No | |
| 1385599 | Kevin Wyman | 2 Greenwich Office Park Greenwich CT 06831 | No | No | Yes | No | |
| 1385606 | Howard Golden | 2 Greenwich Office Park Greenwich CT 06831 | No | No | Yes | No | |
| 1385608 | Southpaw Holdings Llc | 2 Greenwich Office Park Greenwich CT 06831 | No | No | Yes | No | |
| 1385743 | Southpaw Credit Opportunity Master Fund, L.p. | 2 Greenwich Office Park Greenwich CT 06831 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-03-10 | 520,242 | $0.00 | 525,079 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Common Stock Warrants | Acquisiton | 2011-03-10 | 10,404,862 | $0.00 | 480,981 | $0.40 |
| Common Stock, Par Value $0.001 Per Share | Class D Warrants | Acquisiton | 2011-03-10 | 1 | $0.00 | 285,489 | $0.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,404,862 | 2011-03-10 | 2016-03-10 | No | 4 | P | Indirect |
| 1 | 2011-03-10 | 2012-11-14 | No | 4 | J | Indirect |
Footnotes
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
- See Exhibit 99.1
Billionaire Hedge Funds
