Filing Details
- Accession Number:
- 0001140361-11-018474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-24 16:03:33
- Reporting Period:
- 2011-03-22
- Filing Date:
- 2011-03-24
- Accepted Time:
- 2011-03-24 16:03:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | Rockville Financial Inc. | RCKBD | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313289 | J William Mcgurk | Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-22 | 500 | $10.51 | 500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,884 | Indirect | By Rockville Bank 401(k) Plan |
Common Stock | 195,257 | Direct | |
Common Stock | 15,699 | Indirect | By Rockville Bank ESOP Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $11.72 | 2008-12-13 | 2016-12-13 | 45,501 | 45,501 | Direct |
Common Stock | Stock Options | $9.46 | 2007-08-14 | 2017-08-14 | 45,501 | 45,501 | Direct |
Common Stock | Stock Options | $7.90 | 2008-02-20 | 2018-02-20 | 45,501 | 45,501 | Direct |
Common Stock | Stock Options | $6.09 | 2009-03-16 | 2019-03-16 | 47,169 | 47,169 | Direct |
Common Stock | Stock Options | $7.42 | 2010-11-15 | 2020-11-15 | 53,691 | 53,691 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-12-13 | 45,501 | 45,501 | Direct |
2017-08-14 | 45,501 | 45,501 | Direct |
2018-02-20 | 45,501 | 45,501 | Direct |
2019-03-16 | 47,169 | 47,169 | Direct |
2020-11-15 | 53,691 | 53,691 | Direct |
Footnotes
- Includes 15,000 shares held jointly with wife.
- Includes 50,961 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares (x 1.5167 exchange ratio became 63,701 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares (x 1.5167 exchange ratio became 12,740 shares) withheld by the Issuer for tax withholding purposes.
- Includes 4,216 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares (x 1.5167 exchange ratio became 5,270 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares (x 1.5167 exchange ratio became 1,054 shares) withheld by the Issuer for tax withholding purposes.
- Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of March 22, 2011.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.