Filing Details

Accession Number:
0001104659-20-069089
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-02 19:08:37
Reporting Period:
2020-05-29
Accepted Time:
2020-06-02 19:08:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1086742 W Robert Loren D 1333 Broadway, 10Th Floor
New York NY 10018
Ceo & Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-29 10,000 $0.80 604,317 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,363,942 Direct
Footnotes
  1. These share amounts have been adjusted to appropriately report that 68,034 shares previously reported as owned directly by Mr. D'Loren are owned indirectly through the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
  2. Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.