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Home > Insider Trading > Filing (0001104659-20-069089)

Filing Details

Accession Number:: 0001104659-20-069089
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-02 19:08:37
Reporting Period:: 2020-05-29

Accepted Time:: 2020-06-02 19:08:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083220	Xcel Brands Inc.	XELB	Patent Owners & Lessors (6794)	760307819

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1086742	W Robert Loren D	1333 Broadway, 10Th Floor New York NY 10018	Ceo & Chairman	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-05-29	10,000	$0.80	604,317	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,363,942	Direct

Footnotes

These share amounts have been adjusted to appropriately report that 68,034 shares previously reported as owned directly by Mr. D'Loren are owned indirectly through the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.