Filing Details
- Accession Number:
- 0000921895-20-001681
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-02 17:20:57
- Reporting Period:
- 2020-06-02
- Accepted Time:
- 2020-06-02 17:20:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
700841 | Rcm Technologies Inc | RCMT | () | PA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
351952 | Corporation Financial Harvest | 1600 Benedum-Trees Building 223 Fourth Avenue Pittsburgh PA 15222 | No | No | No | Yes | |
1539145 | Michael O'connell | 515 S. Figueroa Street Suite 1050 Los Angeles CA 90071 | No | No | No | Yes | |
1556184 | Trust Revocable O'connell L. Margo & O'connell F. Michael | 515 S. Figueroa Street, Suite 1050 Los Angeles CA 90071 | No | No | No | Yes | |
1556221 | M2O, Inc. | 515 S. Figueroa Street, Suite 1050 Los Angeles CA 90071 | No | No | No | Yes | |
1556235 | Irs Partners No. 19, L.p. | 515 S. Figueroa Street, Suite 1050 Los Angeles CA 90071 | No | No | No | Yes | |
1556241 | Foundation Family Leonetti/O'connell | 515 S. Figueroa Street, Suite 1050 Los Angeles CA 90071 | No | No | No | Yes | |
1556313 | Bradley Vizi | C/O Rcm Technologies, Inc. 2500 Mcclellan Avenue, Suite 350 Pennsauken NJ 08109 | Executive Chairman & President | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-02 | 2,692,065 | $1.20 | 0 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2020-06-02 | 266,074 | $1.20 | 0 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2020-06-02 | 850,000 | $1.20 | 1,162,526 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | P | Direct |
Footnotes
- This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently.
- Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Securities of the Issuer previously owned by IRS 19.
- Securities of the Issuer previously owned by the Foundation.
- Includes 150,000 shares of Common Stock underlying certain restricted stock units, which will vest annually in three equal installments beginning on January 15, 2021.