Filing Details
- Accession Number:
- 0001209191-20-033550
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-02 16:35:08
- Reporting Period:
- 2019-08-16
- Accepted Time:
- 2020-06-02 16:35:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849399 | Nortonlifelock Inc. | NLOK | Services-Prepackaged Software (7372) | 770181864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1766979 | Charles Matthew Brown | 60 E. Rio Salado Parkway Suite 1000 Tempe AZ 85281 | Interim Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-08-16 | 853 | $23.35 | 86,002 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-18 | 1,766 | $20.45 | 84,236 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-06-01 | 6,350 | $21.71 | 77,886 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | $0.01 | 2025-10-20 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-10-20 | 15,000 | 15,000 | Direct |
Footnotes
- Reflects the sale of shares acquired through NortonLifeLock's 2008 Employee Stock Purchase Plan and sold through quick sale program.
- Shares withheld by NortonLifeLock to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
- 15,000 options were fully vested as of August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction isincluded for information purposes only.
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