Filing Details
- Accession Number:
- 0001553350-20-000505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-02 16:17:44
- Reporting Period:
- 2020-05-29
- Accepted Time:
- 2020-06-02 16:17:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487198 | Aspen Group Inc. | ASPU | Services-Educational Services (8200) | 271933597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601803 | Gerard Wendolowski | 276 Fifth Avenue Suite 505 New York NY 10001 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-29 | 317 | $1.99 | 18,188 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-05-29 | 317 | $8.51 | 17,871 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-06-01 | 11,151 | $1.99 | 29,022 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-06-01 | 11,151 | $8.53 | 17,871 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2020-05-29 | 317 | $0.00 | 317 | $1.99 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2020-06-01 | 11,151 | $0.00 | 11,151 | $1.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-06-23 | 2021-06-23 | No | 4 | M | Direct |
0 | 2016-06-23 | 2021-06-23 | No | 4 | M | Direct |
Footnotes
- The stock option exercise and the sales reported on this Form 4 were affected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person during an open window period. The exercise exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-6.
- The shares were sold in part to pay the exercise price and federal, state and local income taxes incurred from the exercise of stock options.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.50 to $8.51, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.50 to $8.59, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.