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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1082506	Great Elm Capital Group Inc.	GEC	Services-Prepackaged Software (7372)	943219054

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1308057	Long Ball Partners Llc	C/O Imperial Capital Asset Management 10100 Santa Monica Blvd., Suite 2400 Los Angeles CA 90067	No	No	Yes	No
1479613	W. Jason Reese	C/O Imperial Capital Asset Management 10100 Santa Monica Blvd., Suite 2400 Los Angeles CA 90067	Yes	No	Yes	No
1805378	Imperial Capital Asset Management, Llc	10100 Santa Monica Blvd., Suite 2400 Los Angeles CA 90067	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2020-05-29	5,000	$2.35	2,329,312	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	36,517	Indirect	See footnote

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.25 to $2.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The Common Stock is held directly by Long Ball Partners, LLC ("Long Ball"). Jason Reese is portfolio manager to Long Ball and is Chairman and Chief Executive Officer of Imperial Capital Asset Management, LLC ("ICAM"), which is the managing member and investment manager to Long Ball. Each of Mr. Reese and ICAM disclaims beneficial ownership of the securities held by Long Ball except to the extent of that person's pecuniary interest therein.
Mr. Reese was awarded 36,517 restricted shares that vest commencing April 10, 2020, with 3,502 shares vesting immediately and of the remaining amount, one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc. Each of Long Ball and ICAM disclaims beneficial ownership of the securities held by Mr. Reese.