Filing Details
- Accession Number:
- 0001209191-20-033316
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-01 20:48:45
- Reporting Period:
- 2020-05-29
- Accepted Time:
- 2020-06-01 20:48:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046102 | Ritchie Bros Auctioneers Inc | RBA | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1661696 | William Karl Werner | C/O Ritchie Bros. Auctioneers Inc. 9500 Glenlyon Parkway Burnaby A1 V5J 0C6 | Ch. Op. & Supp. Dev. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2020-05-29 | 6,556 | $24.07 | 6,556 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2020-05-29 | 25,263 | $32.16 | 25,263 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2020-05-29 | 31,819 | $43.00 | 0 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2020-05-29 | 16,752 | $32.16 | 16,752 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2020-05-29 | 9,112 | $33.79 | 9,112 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2020-05-29 | 25,864 | $43.15 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2020-05-29 | 6,556 | $0.00 | 6,556 | $24.07 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2020-05-29 | 25,263 | $0.00 | 25,263 | $32.16 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2020-05-29 | 16,752 | $0.00 | 16,752 | $32.16 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2020-05-29 | 9,112 | $0.00 | 9,112 | $33.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,222 | 2026-03-02 | No | 4 | M | Direct | |
| 0 | 2027-03-02 | No | 4 | M | Direct | |
| 8,375 | 2028-03-01 | No | 4 | M | Direct | |
| 18,222 | 2029-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 27,896 | Indirect | Long-Term Investment Plan |
| Common Shares | 1,773 | Indirect | Employee Stock Purchase Plan |
Footnotes
- Includes all Employee Stock Purchase Plan purchases through June 1, 2020.
- The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017.
- The option was granted on March 2, 2017 and vests equally in three equal annual installments beginning March 2, 2018.
- The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning March 1, 2019.
- The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 7, 2020.
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