Filing Details

Accession Number:
0001567619-20-011438
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-06-01 16:49:33
Reporting Period:
2020-05-27
Accepted Time:
2020-06-01 16:49:33
Original Submission Date:
2020-05-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1531031 Esquire Financial Holdings Inc. ESQ Commercial Banks, Nec (6029) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710031 D Marc Grossman 100 Jericho Quadrangle
Suite 100
Jericho NY 11753
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-27 0 $0.00 9,099 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $12.50 2017-09-01 2026-09-01 7,500 7,500 Direct
Common Stock Stock Options $24.90 2019-12-10 2028-12-10 1,500 1,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-09-01 7,500 7,500 Direct
2028-12-10 1,500 1,500 Direct
Footnotes
  1. Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
  2. Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
  3. Stock options vest at a rate of 20% per year commencing on September 1, 2017.
  4. Stock options vest in three equal annual installments commencing on December 10, 2019.
  5. The previous sale reported on Form 4 filed on May 29, 2020 was cancelled and reversed. This Form 4/A is being filed to reflect said reversal of the reported transaction and that no short-swing transaction occurred.