Filing Details
- Accession Number:
- 0001567619-20-011438
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-06-01 16:49:33
- Reporting Period:
- 2020-05-27
- Accepted Time:
- 2020-06-01 16:49:33
- Original Submission Date:
- 2020-05-29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1531031 | Esquire Financial Holdings Inc. | ESQ | Commercial Banks, Nec (6029) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1710031 | D Marc Grossman | 100 Jericho Quadrangle Suite 100 Jericho NY 11753 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-27 | 0 | $0.00 | 9,099 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $12.50 | 2017-09-01 | 2026-09-01 | 7,500 | 7,500 | Direct |
Common Stock | Stock Options | $24.90 | 2019-12-10 | 2028-12-10 | 1,500 | 1,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-09-01 | 7,500 | 7,500 | Direct |
2028-12-10 | 1,500 | 1,500 | Direct |
Footnotes
- Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
- Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
- Stock options vest at a rate of 20% per year commencing on September 1, 2017.
- Stock options vest in three equal annual installments commencing on December 10, 2019.
- The previous sale reported on Form 4 filed on May 29, 2020 was cancelled and reversed. This Form 4/A is being filed to reflect said reversal of the reported transaction and that no short-swing transaction occurred.