Filing Details
- Accession Number:
- 0001213900-20-013826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-01 16:16:16
- Reporting Period:
- 2020-05-28
- Accepted Time:
- 2020-06-01 16:16:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392977 | R Andrew Jones | 274 Riverside Avenue Westport CT 06880 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-28 | 81,299 | $1.44 | 224,884 | No | 4 | S | Indirect | Held in managed funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held in managed funds |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,108 | Direct | |
Common Stock | 12,464 | Indirect | Held in IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | $40.00 | 1,313 | 2,100 | Direct | ||
Common Stock | Series B Convertible Preferred Stock | $40.00 | 28,334 | 45,335 | Indirect | ||
Common Stock | Series D Cumulative Convertible Preferred Stock | $16.96 | 31,840 | 21,600 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,313 | 2,100 | Direct | |
28,334 | 45,335 | Indirect | |
31,840 | 21,600 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $1.34 to $1.56, inclusive. The reporting person undertakes to provide to Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
- Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
- Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.