Home > Insider Trading > Filing (0001213900-20-013699)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527541	Wheeler Real Estate Investment Trust Inc.	WHLR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392977	R Andrew Jones	274 Riverside Avenue Westport CT 06880		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-05-27	35,175	$1.36	306,183	No	4	S	Indirect	Held in managed funds

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held in managed funds

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	36,108	Direct
Common Stock	12,464	Indirect	Held in IRA

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series B Convertible Preferred Stock	$40.00	1,313	2,100	Direct
Common Stock	Series B Convertible Preferred Stock	$40.00	28,334	45,335	Indirect
Common Stock	Series D Cumulative Convertible Preferred Stock	$16.96	31,840	21,600	Indirect

Amount	Remaning Holdings	Nature of Ownership
1,313	2,100	Direct
28,334	45,335	Indirect
31,840	21,600	Indirect

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $1.30 to $1.42, inclusive. The reporting person undertakes to provide to Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.