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Filing Details

Accession Number:: 0001104659-20-067505
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-29 12:21:53
Reporting Period:: 2020-05-26

Accepted Time:: 2020-05-29 12:21:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1673772	Rapt Therapeutics Inc.	RAPT	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1200183	Leo Guthart	3 Expressway Plaza Roslyn Heights NY 11577	No	No	Yes	No
1615782	L.p. Fund Topspin	3 Expressway Plaza Roslyn Heights NY 11577	No	No	Yes	No
1685869	Lg Management, Llc	3 Expressway Plaza Roslyn Heights NY 11577	No	No	Yes	No
1745827	Topspin Biotech Fund Ii, L.p.	3 Expressway Plaza Roslyn Heights NY 11577	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-05-26	2,056,666	$0.00	559,243	No	4	S	Indirect	Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Footnote

Footnotes

Consists of (1) 518,705 shares held of record by Topspin Fund, LP.; and (2) 40,538 shares owned by Leo A Guthart, individually. Each of Topspin Fund, LP and Leo A. Guthart disclaims beneficial ownership of the shares held of recod by the other.
On May 26, 2020, Topspin Biotech Fund II, L.P. distributed the 1,641,666 shares owned by it as follows: (1) 1,559,990 shares were distributed in-kind to its limited partners; and (2) 81,676 were distributed at the direction of LG Management, LLC, the general partner of Topspin Biotech Fund II, L.P., as follows: (a) 40,538 were distributed to Leo A. Guthart, the managing member of LG Management, LLC; and (b) an aggregate of 41,138 were distributed to two third-parties. The 81,676 shares distributed at the direction of LG Management, LLC were shares to which it was entitled in its capacity as general partner of Topspin Biotech Fund II, L.P.
On May 26, 2020, Topspin Fund, L.P. distributed 415,000 shares owned by it to one of its limited partners.
518,705 of such shares are held directly by Topspin Fund L.P. LG Management, LLC, the general partner of Topspin Fund L.P., may be deemed to have voting and dispositive power with respect to the shares. Leo A. Guthart, the managing member of LG Management, LLC, may also be deemed to have voting and dispositive power with respect to the shares. Each of LG Management, LLC and Leo A. Guthart disclaims beneficial ownership of the shares, except to the extent of their respective indirect pecuniary interests in such shares.