Home > Insider Trading > Filing (0001209191-20-032782)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
29002	Diodes Inc L	DIOD	Semiconductors & Related Devices (3674)	952039518

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196531	Shew Keh Lu	4949 Hedgcoxe Road Suite 200 Plano TX 75024	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Diodes Incorporated Common Stock	Disposition	2020-05-20	10,000	$0.00	564,337	No	4	G	Direct
Diodes Incorporated Common Stock	Disposition	2020-05-26	10,822	$50.28	553,515	No	4	F	Direct
Diodes Incorporated Common Stock	Disposition	2020-05-27	5,000	$50.70	548,515	No	4	S	Direct
Diodes Incorporated Common Stock	Disposition	2020-05-27	5,000	$50.80	543,515	No	4	S	Direct
Diodes Incorporated Common Stock	Disposition	2020-05-27	5,000	$50.95	538,515	No	4	S	Direct
Diodes Incorporated Common Stock	Disposition	2020-05-27	100	$51.15	538,415	No	4	S	Direct
Diodes Incorporated Common Stock	Disposition	2020-05-28	4,900	$51.15	533,515	No	4	S	Direct
Diodes Incorporated Common Stock	Disposition	2020-05-28	5,000	$51.40	528,515	No	4	S	Direct
Diodes Incorporated Common Stock	Acquisiton	2020-05-20	10,000	$0.00	43,000	No	4	G	Indirect	The Lu Family Foundation
Diodes Incorporated Common Stock	Disposition	2020-05-20	2,000	$0.00	41,000	No	4	G	Indirect	The Lu Family Foundation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Indirect	The Lu Family Foundation
No	4	G	Indirect	The Lu Family Foundation

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Diodes Incorporated Common Stock	46,150	Indirect	Custodial
Diodes Incorporated Common Stock	700,000	Indirect	Lu Grandchildren's Trust
Diodes Incorporated Common Stock	4,700	Indirect	The Lu 2017 Irrevocable Trust
Diodes Incorporated Common Stock - Performance Stock Units	251,818	Direct

Footnotes

These shares were gifted from the reporting person's direct holdings to The Lu Family Foundation, a non profit foundation and indirect holding.
Vested restricted stock unit shares were automatically withheld to cover income tax.
These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.