Home > Insider Trading > Filing (0001104659-20-067173)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1796303	Roth Ch Acquisition I Co	ROCHU	()	MN

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1175408	Craig-Hallum Capital Group Llc	222 South Ninth Street, Suite 350 Minneapolis MN 55402		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-05-26	491	$10.00	360,859	No	4	P	Direct
Common Stock	Disposition	2020-05-26	39,843	$0.00	321,016	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	J	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2020-05-26	368	$0.00	368	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,484			No	4	P	Direct

Footnotes

The reporting person acquired units, consisting of shares and warrants.
In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.
The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.