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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1796303	Roth Ch Acquisition I Co	ROCHU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1160634	J Gordon Roth	C/O Roth Ch Acquisition I Co. 888 San Clemente Drive, Suite 400 Newport Beach CA 92660	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-05-26	115	$10.00	84,908	No	4	P	Direct
Common Stock	Disposition	2020-05-26	9,375	$0.00	75,533	No	4	J	Direct
Common Stock	Acquisiton	2020-05-26	794	$10.00	474,307	No	4	P	Indirect	See footnote
Common Stock	Disposition	2020-05-26	45,409	$0.00	428,898	No	4	J	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	J	Direct
No	4	P	Indirect	See footnote
No	4	J	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2020-05-26	86	$0.00	86	$11.50
Common Stock	Warrants to purchase Common Stock	Acquisiton	2020-05-26	595	$0.00	595	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,937			No	4	P	Direct
47,695			No	4	P	Indirect

Footnotes

The reporting person acquired units, consisting of shares and warrants.
In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.
Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.
The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.