Filing Details
- Accession Number:
- 0001573221-20-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-28 17:41:42
- Reporting Period:
- 2020-05-26
- Accepted Time:
- 2020-05-28 17:41:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1573221 | Therealreal Inc. | REAL | Retail-Miscellaneous Retail (5900) | 451234222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780940 | Ming Steve Lo | C/O Therealreal 55 Francisco Street San Francisco CA 94133 | Vp, Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-26 | 10,000 | $2.56 | 53,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-26 | 10,000 | $13.50 | 43,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-26 | 6,250 | $7.64 | 49,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-26 | 6,250 | $13.00 | 43,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-05-26 | 10,000 | $0.00 | 10,000 | $2.56 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-05-26 | 6,250 | $0.00 | 6,250 | $7.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,000 | 2026-10-27 | No | 4 | M | Direct | |
| 18,750 | 2028-12-05 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.
- This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.
- This option vests in 48 substantially equal monthly installments beginning on January 5, 2019, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.
Billionaire Hedge Funds
