Filing Details
- Accession Number:
- 0001437749-20-011878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-27 21:55:31
- Reporting Period:
- 2020-05-22
- Accepted Time:
- 2020-05-27 21:55:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 946486 | Windtree Therapeutics Inc | WINT | Biological Products, (No Disgnostic Substances) (2836) | 943171943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1499834 | A John Tattory | 2600 Kelly Road Suite 100 Warrington PA 18976 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-22 | 449 | $7.25 | 9,280 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants | Acquisiton | 2020-05-22 | 449 | $0.00 | 449 | $7.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 449 | 2020-05-22 | 2025-05-22 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 237 | Indirect | By Trust |
Footnotes
- Adjusted to reflect 1-for-3 reverse stock split effective April 29, 2020.
- Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.
- Issued in connection with the purchase of shares of common stock on May 22, 2020 as reported above.
Billionaire Hedge Funds
