Filing Details
- Accession Number:
- 0001437749-20-011866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-27 21:36:51
- Reporting Period:
- 2020-05-22
- Accepted Time:
- 2020-05-27 21:36:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 946486 | Windtree Therapeutics Inc | WINT | Biological Products, (No Disgnostic Substances) (2836) | 943171943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314756 | E. Daniel Geffken | C/O Windtree Therapeutics, Inc. 2600 Kelly Road, Suite 100 Warrington PA 18976 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-22 | 2,069 | $7.25 | 2,069 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants | Acquisiton | 2020-05-22 | 2,069 | $0.00 | 2,069 | $7.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,069 | 2020-05-22 | 2025-05-22 | No | 4 | P | Direct |
Footnotes
- Issued in connection with the purchase of shares of common stock on May 22, 2020 as reported above.
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