Home > Insider Trading > Filing (0001214659-20-005099)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1546410	Scott Leichtner	C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103	Vp And General Counsel	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-05-26	60,000	$4.10	271,540	No	4	M	Direct
Common Stock	Disposition	2020-05-26	60,000	$9.24	211,540	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2020-05-26	60,000	$0.00	60,000	$4.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2020-10-14	No	4	M	Direct

Footnotes

The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Leichtner entered into on February 26, 2020.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $9.09 to $9.585. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vested and exercisable in equal monthly installments over the following three years such that the option was fully vested on October 14, 2018.