Filing Details
- Accession Number:
- 0001209191-20-032416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-27 18:38:50
- Reporting Period:
- 2020-05-27
- Accepted Time:
- 2020-05-27 18:38:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1531048 | Inari Medical Inc. | NARI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225480 | D Jonathan Root | C/O Inari Medical, Inc. 9 Parker, Suite 100 Irvine CA 92618 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-27 | 251,795 | $19.00 | 251,795 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-05-27 | 7,485,349 | $0.00 | 7,485,349 | No | 4 | C | Indirect | Directly Owned by USVP X |
Common Stock | Acquisiton | 2020-05-27 | 239,467 | $0.00 | 239,467 | No | 4 | C | Indirect | Directly Owned by AFF X |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Indirect | Directly Owned by USVP X |
No | 4 | C | Indirect | Directly Owned by AFF X |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2020-05-27 | 8,947 | $0.00 | 8,947 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2020-05-27 | 2,307,142 | $0.00 | 2,307,142 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2020-05-27 | 73,809 | $0.00 | 73,809 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2020-05-27 | 2,899,876 | $0.00 | 2,899,876 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2020-05-27 | 92,771 | $0.00 | 92,771 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-05-27 | 2,278,331 | $0.00 | 2,278,331 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-05-27 | 72,887 | $0.00 | 72,887 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,947 | No | 4 | A | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
- The reported securities are owned directly by each of U.S. Venture Partners X, L.P. ("USVP X") and USVP X Affiliates Fund, L.P. ("AFF X") (together, the "USVP X Funds"). Presidio Management Group X, L.L.C. ("PMG X") is the general partner of each of the USVP X Funds and may be deemed to have sole voting and dispositive power over the reported securities held by the USVP X Funds. Jonathan D. Root, a director of the issuer, Irwin Federman, Steven Krausz, Richard Lewis, Paul Matteucci and Casey Tansey are the managing members of PMG X, who may be deemed to share voting and dispositive power over the reported securities held by the USVP X Funds. Such persons and entities disclaim beneficial ownership of the reported securities held by the USVP X Funds, except to the extent of any pecuniary interest therein.3. The restricted stock unit vests in three equal annual installments beginning on May 27, 2020.
- The restricted stock unit vests in three equal annual installments beginning on May 27, 2020.