Filing Details

Accession Number:
0001104659-20-066454
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-27 16:45:18
Reporting Period:
2020-05-22
Accepted Time:
2020-05-27 16:45:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018327 B Steven Klinsky C/O New Mountain Capital, L.l.c.
787 7Th Avenue, 49Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-22 187,491 $9.10 7,228,215 No 4 P Direct
Common Stock Acquisiton 2020-05-26 12,509 $9.50 7,240,751 No 4 P Direct
Common Stock Acquisiton 2020-05-22 44,461 $9.08 373,624 No 4 P Indirect See Footnote
Common Stock Acquisiton 2020-05-26 28,400 $9.47 402,024 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,020,267 Indirect See Footnote
Footnotes
  1. The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
  2. The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.