Filing Details

Accession Number:
0001628280-20-008468
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-27 16:44:38
Reporting Period:
2020-05-22
Accepted Time:
2020-05-27 16:44:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1688757 Establishment Labs Holdings Inc. ESTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212312 N Lisa Colleran C/O Motiva Usa Llc
16192 Coastal Highway
Lewes DE 19958
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-05-22 1,165 $17.83 42,931 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (Right to buy) Acquisiton 2020-05-26 10,000 $0.00 10,000 $18.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2030-05-26 No 4 A Direct
Footnotes
  1. The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $17.78 to $17.8399 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The shares subject to the option vest in full on the earlier of May 26, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.