Filing Details
- Accession Number:
- 0001104659-20-066368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-27 16:03:18
- Reporting Period:
- 2020-05-26
- Accepted Time:
- 2020-05-27 16:03:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1515324 | Ares Dynamic Credit Allocation Fund Inc. | ARDC | () | 454969053 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559401 | J Seth Brufsky | 2000 Avenue Of The Stars, 12Th Floor Los Angeles CA 90067 | President And Ceo / Portfolio | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-26 | 20,000 | $11.31 | 69,137 | No | 4 | P | Indirect | By The Seth J. Brufsky Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The Seth J. Brufsky Living Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.24 to $11.35, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc.
- The shares are held by the Seth J. Brufsky Living Trust, of which the reporting person is a beneficiary.
Billionaire Hedge Funds
