Filing Details

Accession Number:
0001181431-11-019727
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-23 18:10:07
Reporting Period:
2011-03-21
Filing Date:
2011-03-23
Accepted Time:
2011-03-23 18:10:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350102 Ascent Solar Technologies Inc. ASTI Semiconductors & Related Devices (3674) 203672603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466314 Ron Eller C/O Ascent Solar Technologies, Inc.
12300 Grant Street
Thornton CO 80241
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-21 4,836 $0.00 14,830 No 4 M Direct
Common Stock Disposition 2011-03-23 2,400 $2.68 12,430 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-03-21 4,836 $0.00 4,836 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,508 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  2. The shares were sold pursuant to a sales plan adopted by the reporting person on January 13, 2010 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
  3. The restricted stock units vest in four equal installments on March 21, 2011, June 20, 2011, September 19, 2011 and December 19, 2011.