Filing Details
- Accession Number:
- 0001181431-11-019727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-23 18:10:07
- Reporting Period:
- 2011-03-21
- Filing Date:
- 2011-03-23
- Accepted Time:
- 2011-03-23 18:10:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350102 | Ascent Solar Technologies Inc. | ASTI | Semiconductors & Related Devices (3674) | 203672603 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466314 | Ron Eller | C/O Ascent Solar Technologies, Inc. 12300 Grant Street Thornton CO 80241 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-21 | 4,836 | $0.00 | 14,830 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-23 | 2,400 | $2.68 | 12,430 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-03-21 | 4,836 | $0.00 | 4,836 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,508 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- The shares were sold pursuant to a sales plan adopted by the reporting person on January 13, 2010 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- The restricted stock units vest in four equal installments on March 21, 2011, June 20, 2011, September 19, 2011 and December 19, 2011.