Filing Details
- Accession Number:
- 0000899243-20-014249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-26 20:46:56
- Reporting Period:
- 2020-05-26
- Accepted Time:
- 2020-05-26 20:46:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1794783 | Selectquote Inc. | SLQT | Insurance Agents, Brokers & Service (6411) | 943339273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1804642 | Iii Thomas William Grant | C/O Selectquote, Inc. 6800 West 115Th Street, Suite 2511 Overland Park KS 66211 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-05-26 | 37,112 | $0.00 | 1,848,984 | No | 4 | C | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2020-05-26 | 210,611 | $18.90 | 1,638,373 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2020-05-26 | 160,000 | $18.90 | 1,440,000 | No | 4 | S | Indirect | By Self as Trustee for the W. Thomas Grant III Irrevocable Trust |
Common Stock, Par Value $0.01 Per Share | Disposition | 2020-05-26 | 51,110 | $18.90 | 456,519 | No | 4 | S | Indirect | By Haakon Capital LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Self as Trustee for the W. Thomas Grant III Irrevocable Trust |
No | 4 | S | Indirect | By Haakon Capital LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Series A Preferred Stock, par value $0.01 per share | Disposition | 2020-05-26 | 4,639 | $0.00 | 37,112 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 23,395 | Indirect | By Five Elms Equity Fund I LP |
Footnotes
- Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.
- Represents shares sold by Mr. Grant upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).
- Represents shares sold by the W. Thomas Grant III Irrevocable Trust upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).
- Beneficially owned by Mr. Grant as the trustee of the W. Thomas Grant III Irrevocable Trust.
- Represents 33.3% of the shares sold by Haakon Capital LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).
- Beneficially owned by Mr. Grant through Haakon Capital LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital LLC, except to the extent of his pecuniary interest therein.
- Beneficially owned by Mr. Grant through Five Elms Equity Fund I LP, an investment company in which Mr. Grant owns a 0.38% ownership stake and Haakon Capital LLC owns a 0.76% ownership stake. See note (6) above for details about Mr. Grant's ownership in Haakon Capital LLC. Mr. Grant disclaims beneficial ownership of the shares held by Five Elms Equity Fund I LP, except to the extent of his pecuniary interest therein.