Filing Details

Accession Number:
0000899243-20-014249
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-26 20:46:56
Reporting Period:
2020-05-26
Accepted Time:
2020-05-26 20:46:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1794783 Selectquote Inc. SLQT Insurance Agents, Brokers & Service (6411) 943339273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1804642 Iii Thomas William Grant C/O Selectquote, Inc.
6800 West 115Th Street, Suite 2511
Overland Park KS 66211
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2020-05-26 37,112 $0.00 1,848,984 No 4 C Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-05-26 210,611 $18.90 1,638,373 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-05-26 160,000 $18.90 1,440,000 No 4 S Indirect By Self as Trustee for the W. Thomas Grant III Irrevocable Trust
Common Stock, Par Value $0.01 Per Share Disposition 2020-05-26 51,110 $18.90 456,519 No 4 S Indirect By Haakon Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Indirect By Self as Trustee for the W. Thomas Grant III Irrevocable Trust
No 4 S Indirect By Haakon Capital LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Series A Preferred Stock, par value $0.01 per share Disposition 2020-05-26 4,639 $0.00 37,112 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 23,395 Indirect By Five Elms Equity Fund I LP
Footnotes
  1. Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.
  2. Represents shares sold by Mr. Grant upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).
  3. Represents shares sold by the W. Thomas Grant III Irrevocable Trust upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).
  4. Beneficially owned by Mr. Grant as the trustee of the W. Thomas Grant III Irrevocable Trust.
  5. Represents 33.3% of the shares sold by Haakon Capital LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).
  6. Beneficially owned by Mr. Grant through Haakon Capital LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital LLC, except to the extent of his pecuniary interest therein.
  7. Beneficially owned by Mr. Grant through Five Elms Equity Fund I LP, an investment company in which Mr. Grant owns a 0.38% ownership stake and Haakon Capital LLC owns a 0.76% ownership stake. See note (6) above for details about Mr. Grant's ownership in Haakon Capital LLC. Mr. Grant disclaims beneficial ownership of the shares held by Five Elms Equity Fund I LP, except to the extent of his pecuniary interest therein.