Filing Details
- Accession Number:
- 0001181431-11-019718
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-23 17:55:58
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2011-03-23
- Accepted Time:
- 2011-03-23 17:55:58
- Original Submission Date:
- 2010-11-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184754 | S Mark Peek | 3401 Hillview Ave Palo Alto CA 94304 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-11-15 | 52,306 | $23.00 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-11-15 | 42,141 | $78.71 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-11-15 | 8,965 | $79.52 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-11-15 | 1,200 | $81.07 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2010-11-16 | 49,103 | $0.00 | 123,279 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-15 | 52,306 | $0.00 | 52,306 | $23.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,459 | 2013-06-08 | No | 4 | M | Direct |
Footnotes
- Transactions indicated were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The option, representing a right to purchase a total of 250,000 shares of Class A common stock, became exercisable as to one-quarter of the shares on June 8, 2008 and vests in 36 equal monthly installments as to the remaining shares until fully exercisable on June 8, 2011.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $78.14 through $79.10.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $79.15 through $80.11.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $81.04 through $81.14.
- Represents corrected number of shares of Class A Common Stock held by reporting person following reported transactions. Mr. Peek's Form 4 filing on August 4, 2010 underreported the amount of securities beneficially owned following the transactions reported on that filing by 30,000 shares. Subsequent Form 4 filings on August 9, 2010, November 3, 2010, November 8, 2010 and the initial filing of this Form 4 on November 17, 2010 also underreported the amount of securities beneficially owned by 30,000 shares.
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