Filing Details
- Accession Number:
- 0000899243-20-014228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-26 18:21:44
- Reporting Period:
- 2020-05-21
- Accepted Time:
- 2020-05-26 18:21:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356974 | Coliseum Capital Partners, L.p. | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1409585 | Coliseum Capital, Llc | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1409751 | Coliseum Capital Management, Llc | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1430708 | S Christopher Shackelton | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1454123 | Adam Gray | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1567187 | Coliseum Capital Partners Ii, L.p. | 105 Rowayton Ave. Rowayton CT 06853 | Yes | No | Yes | No | |
1572285 | Coliseum Capital Co-Invest, L.p. | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1678188 | Coliseum Holdings I, Llc | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-21 | 41,475 | $7.06 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.87 to $7.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These securities were beneficially owned solely by Christopher Shackelton ("Shackelton") and consist of (a) 2,400 shares held directly by Shackelton, (b) 28,875 shares held by Shackelton's spouse and (c) 10,200 shares held by trusts for the benefit of Shackelton's descendants.