Filing Details

Accession Number:
0000899243-20-014188
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-26 17:00:26
Reporting Period:
2020-05-21
Accepted Time:
2020-05-26 17:00:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1682852 Moderna Inc. MRNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222012 Noubar Afeyan 55 Cambridge Parkway, Suite 800E
Cambridge MA 02142
Yes No Yes No
1503559 Flagship Ventures Fund Iv, L.p. 55 Cambridge Parkway, Suite 800E
Cambridge MA 02142
No No Yes No
1508051 Flagship Ventures Fund Iv General Partner Llc C/O Flagship Pioneering, Inc.
55 Cambridge Parkway, Suite 800E
Cambridge MA 02142
Yes No Yes No
1590973 Flagship Ventures Fund Iv-Rx, L.p. 55 Cambridge Parkway, Suite 800E
Cambridge MA 02142
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-21 223,314 $65.77 22,603,085 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 121,771 $67.15 22,481,314 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 39,082 $68.81 22,442,232 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 20,492 $70.46 22,421,740 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 13,408 $71.51 22,408,332 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 1,933 $72.44 22,406,399 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 42,540 $65.77 6,538,226 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 23,199 $67.15 6,515,027 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 7,443 $68.81 6,507,584 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 3,900 $70.46 6,503,684 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 2,551 $71.51 6,501,133 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-21 367 $72.44 6,500,766 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-22 363,594 $69.45 22,042,805 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-22 56,406 $70.18 21,986,399 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-22 69,254 $69.45 6,431,512 No 4 S Indirect See Footnote
Common Stock Disposition 2020-05-22 10,746 $70.18 6,420,766 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,460,435 Indirect See Footnote
Common Stock 3,924 Indirect See Footnote
Common Stock 1,389,827 Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.435 to $66.425, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. Shares held by Flagship Ventures Fund IV, L.P. ("Flagship Fund IV"). Flagship Ventures Fund IV General Partners LLC ("Flagship Fund IV GP") is the general partner of Flagship Fund IV. Noubar B. Afeyan, Ph.D. is the sole manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.50 to $69.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.22 to $72.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  8. Shares held by Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx"). Flagship Fund IV GP is the general partner of Flagship Fund IV-Rx. Noubar B. Afeyan, Ph.D. is the sole manager of Flagship Fund IV GP. Each of the reporting persons except for Flagship Fund IV-Rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.10 to $70.095, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  11. Shares held by Flagship VentureLabs IV LLC ("VentureLabs IV"). Flagship Fund IV is a member of VentureLabs IV and also serves as its manager. Flagship Fund IV GP is the general partner of Flagship Fund IV. Noubar B. Afeyan, Ph.D. is the sole manager of Flagship Fund IV GP. Each of the reporting persons except for VentureLabs IV disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
  12. Shares held by Flagship Pioneering, Inc. ("Pioneering"). Noubar B. Afeyan, Ph.D. is the CEO and sole stockholder of Pioneering. Each of the reporting persons except for Pioneering disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
  13. Shares held by Noubar B. Afeyan, Ph.D. Each of the reporting persons except for Noubar B. Afeyan, Ph.D. disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.