Filing Details
- Accession Number:
- 0000899243-20-014180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-26 16:39:07
- Reporting Period:
- 2020-05-22
- Accepted Time:
- 2020-05-26 16:39:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1082506 | Great Elm Capital Group Inc. | GEC | Services-Prepackaged Software (7372) | 943219054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1719963 | S Thomas Harbin | C/O Great Elm Capital Group, Inc. 800 South Street, Suite 230 Waltham MA 02453 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-22 | 1,000 | $1.96 | 80,329 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-05-26 | 1,000 | $1.96 | 81,329 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- These shares were purchased in multiple transactions each at a price per share of $1.96. The Reporting Person undertakes to provide to Great Elm Capital Group, Inc. ("GEC"), any security holder of GEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at the price set forth herein.
Billionaire Hedge Funds
