Filing Details
- Accession Number:
- 0001209191-20-031993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-26 16:16:00
- Reporting Period:
- 2020-05-21
- Accepted Time:
- 2020-05-26 16:16:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496615 | J Samuel Gesten | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-21 | 20,000 | $5.34 | 61,185 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 20,000 | $7.35 | 81,185 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 20,000 | $7.52 | 101,185 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 21,875 | $9.30 | 123,060 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 50,000 | $11.02 | 173,060 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 20,000 | $11.02 | 193,060 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 12,500 | $15.54 | 205,560 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 13,333 | $16.50 | 218,893 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 6,292 | $29.80 | 225,185 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 8,522 | $35.98 | 233,707 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-05-21 | 192,522 | $40.00 | 41,185 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 20,000 | $0.00 | 20,000 | $5.34 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 20,000 | $0.00 | 20,000 | $7.35 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 20,000 | $0.00 | 20,000 | $7.52 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 21,875 | $0.00 | 21,875 | $9.30 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 50,000 | $0.00 | 50,000 | $11.02 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 20,000 | $0.00 | 20,000 | $11.02 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 12,500 | $0.00 | 12,500 | $15.54 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 13,333 | $0.00 | 13,333 | $16.50 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 6,292 | $0.00 | 6,292 | $29.80 |
| Common Stock | Common Stock Options | Disposition | 2020-05-21 | 8,522 | $0.00 | 8,522 | $35.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-04 | 2023-03-03 | No | 4 | M | Direct |
| 0 | 2016-04-07 | 2025-04-06 | No | 4 | M | Direct |
| 0 | 2017-03-18 | 2026-03-17 | No | 4 | M | Direct |
| 625 | 2018-03-21 | 2027-03-20 | No | 4 | M | Direct |
| 0 | 2013-04-02 | 2022-04-01 | No | 4 | M | Direct |
| 0 | 2013-04-02 | 2022-04-01 | No | 4 | M | Direct |
| 0 | 2015-03-07 | 2024-03-06 | No | 4 | M | Direct |
| 6,667 | 2019-03-15 | 2028-03-14 | No | 4 | M | Direct |
| 4,495 | 2019-06-14 | 2028-06-13 | No | 4 | M | Direct |
| 14,374 | 2020-03-14 | 2029-03-13 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.09 inclusive.
Billionaire Hedge Funds
