Filing Details

Accession Number:
0001033905-20-000059
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-26 11:51:51
Reporting Period:
2020-05-22
Accepted Time:
2020-05-26 11:51:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1033905 Luminex Corp LMNX Surgical & Medical Instruments & Apparatus (3841) 742747608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1105966 Ii Walter G Loewenbaum 12212 Technology Boulevard
Austin TX 78727
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-22 86,657 $31.27 543,460 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 909,415 Indirect Spouse
Common Stock 96,614 Indirect Partnership
Common Stock 428,520 Indirect Trusts
Common Stock 0 Indirect Limited Liability Company
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.005 to $31.63 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. This total includes 310 dividend shares from the January 15, 2020 payable date, and 256 dividend shares form Arpil 09, 2020 payable date. Total also includes 45,000 shares transferred from Blanco Cattle LLC, a company solely owned by Mr. Loewenbaum, on November 25, 2019 per footnote 4.
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  4. 45,000 shares transferred from Blanco Cattle LLC, to G. Walter Loewenbaum II on November 25, 2019. As Mr. Lowenbaum is the sole owner of Blanco Cattle LLC, the transfer of shares was in name only, and no change in beneficial ownership occurred.