Filing Details
- Accession Number:
- 0001666071-20-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-22 21:22:30
- Reporting Period:
- 2020-05-20
- Accepted Time:
- 2020-05-22 21:22:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730451 | Thomas David Evans | C/O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-20 | 355 | $0.00 | 7,203 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-21 | 150 | $67.77 | 7,053 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2020-05-20 | 355 | $0.00 | 355 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-05-20 | 355 | $0.00 | 355 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 355 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Includes 256 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.
- Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
- The RSUs are immediately vested.
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