Filing Details
- Accession Number:
- 0001179110-20-006552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-22 19:29:24
- Reporting Period:
- 2020-05-21
- Accepted Time:
- 2020-05-22 19:29:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051627 | Axt Inc | AXTI | Semiconductors & Related Devices (3674) | 943031310 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268534 | Jesse Chen | 4281 Technology Dr Fremont CA 94538 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-05-21 | 10,000 | $5.56 | 132,147 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-21 | 10,909 | $0.00 | 143,056 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Footnotes
- Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.
Billionaire Hedge Funds
