Home > Insider Trading > Filing (0001140361-20-012363)

Filing Details

Accession Number:: 0001140361-20-012363
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-22 18:00:42
Reporting Period:: 2020-05-20

Accepted Time:: 2020-05-22 18:00:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1404912	Kkr & Co. Inc.	KKR	Investment Advice (6282)	260426107

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1494539	David Sorkin	C/O Kkr &Amp; Co. Inc. 9 West 57Th Street, 42Nd Floor New York NY 10019	General Counsel And Secretary	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-05-20	26,333	$26.56	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	KKR Holdings L.P. Units	Disposition	2020-05-20	337,500	$0.00	337,500	$0.00
Common Stock	KKR Holdings L.P. Units	Acquisiton	2020-05-20	112,500	$0.00	112,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,758,333			No	5	G	Indirect
1,758,333			No	5	G	Indirect

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	KKR Holdings L.P. Units	$0.00			1,665,260	1,665,260	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,665,260	1,665,260	Direct

Footnotes

Reflects a weighted average sale price. These shares of common stock of KKR & Co. Inc. were sold in multiple transactions at prices ranging from $26.54 to $26.61, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.
Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for Class A partner interests in KKR Group Partnership L.P. along with corresponding shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership L.P. units and corresponding shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.
On May 20, 2020, for estate planning purposes, the Reporting Person's family member made a gift of certain limited partner interests in the limited partnership described in footnote 4 below (the "Partnership"), gifting a portion of such interests to a trust for the benefit of the Reporting Person's other family members, of which the Reporting Person is trustee, and a portion of such interests to a separate trust for the benefit of the Reporting Person's family members. The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the "Exchange Act").
These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. The number reported as beneficially owned following the reported transaction reflects the aggregate number of units of KKR Holdings L.P. held by the Partnership.