Filing Details
- Accession Number:
- 0001209191-20-031709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-22 16:23:38
- Reporting Period:
- 2020-05-20
- Accepted Time:
- 2020-05-22 16:23:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207371 | W Jeffery Yabuki | 255 Fiserv Drive Brookfield WI 53045 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-05-20 | 8,514 | $104.07 | 357,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-20 | 15,005 | $104.91 | 342,018 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-20 | 6,481 | $105.65 | 335,537 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-20 | 270,000 | $16.32 | 605,537 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-20 | 56,991 | $103.72 | 548,546 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-20 | 170,670 | $104.90 | 377,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-20 | 42,339 | $105.69 | 335,537 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-05-20 | 270,000 | $0.00 | 270,000 | $16.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 212,700 | 2013-02-22 | 2022-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 341,858 | Indirect | By Trust |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- This transaction was executed in multiple trades at prices ranging from $103.53 to $104.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $104.48 to $105.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $105.34 to $105.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $103.45 to $104.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $104.47 to $105.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $105.47 to $106.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
- This option vested in three equal installments on February 22, 2013, 2014 and 2015.
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