Filing Details

Accession Number:
0001104659-20-065013
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-21 22:00:02
Reporting Period:
2019-11-15
Accepted Time:
2020-05-21 22:00:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1794292 South Lake One Llc Avenida Presidente Riesco 5711
Oficina 1603, Las Condes
Santiago F3 7550000
No No Yes No
1794307 Isidoro Moreno Quiroga Avenida Presidente Riesco 5711
Oficina 1603, Las Condes
Santiago F3 7550000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-15 421,673 $19.43 12,738,874 No 4 P Indirect Shares indirectly held through South Lake One LLC
Common Stock Acquisiton 2019-11-18 150,000 $18.91 12,888,874 No 4 P Indirect Shares indirectly held through South Lake One LLC
Common Stock Acquisiton 2019-11-18 150,000 $19.46 13,038,874 No 4 P Indirect Shares indirectly held through South Lake One LLC
Common Stock Acquisiton 2019-11-19 300,000 $19.04 13,338,874 No 4 P Indirect Shares indirectly held through South Lake One LLC
Common Stock Acquisiton 2019-11-20 52,401 $18.37 13,391,275 No 4 P Indirect Shares indirectly held through South Lake One LLC
Common Stock Acquisiton 2019-11-20 52,401 $18.63 13,443,676 No 4 P Indirect Shares indirectly held through South Lake One LLC
Common Stock Acquisiton 2019-11-20 52,400 $18.55 13,496,076 No 4 P Indirect Shares indirectly held through South Lake One LLC
Common Stock Acquisiton 2019-11-20 52,400 $19.14 13,548,476 No 4 P Indirect Shares indirectly held through South Lake One LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Shares indirectly held through South Lake One LLC
No 4 P Indirect Shares indirectly held through South Lake One LLC
No 4 P Indirect Shares indirectly held through South Lake One LLC
No 4 P Indirect Shares indirectly held through South Lake One LLC
No 4 P Indirect Shares indirectly held through South Lake One LLC
No 4 P Indirect Shares indirectly held through South Lake One LLC
No 4 P Indirect Shares indirectly held through South Lake One LLC
No 4 P Indirect Shares indirectly held through South Lake One LLC
Footnotes
  1. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.67 per share, inclusive. The reporting person undertakes to provide to Enphase Energy, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.64 to $18.91 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.77 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.46 to $19.36 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.04 to $18.52 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
  6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.87 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.
  7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.72 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.
  8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.67 to $19.57 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4.
  9. All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).