Filing Details
- Accession Number:
- 0001104659-20-065013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-21 22:00:02
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2020-05-21 22:00:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1794292 | South Lake One Llc | Avenida Presidente Riesco 5711 Oficina 1603, Las Condes Santiago F3 7550000 | No | No | Yes | No | |
1794307 | Isidoro Moreno Quiroga | Avenida Presidente Riesco 5711 Oficina 1603, Las Condes Santiago F3 7550000 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-15 | 421,673 | $19.43 | 12,738,874 | No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Common Stock | Acquisiton | 2019-11-18 | 150,000 | $18.91 | 12,888,874 | No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Common Stock | Acquisiton | 2019-11-18 | 150,000 | $19.46 | 13,038,874 | No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Common Stock | Acquisiton | 2019-11-19 | 300,000 | $19.04 | 13,338,874 | No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Common Stock | Acquisiton | 2019-11-20 | 52,401 | $18.37 | 13,391,275 | No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Common Stock | Acquisiton | 2019-11-20 | 52,401 | $18.63 | 13,443,676 | No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Common Stock | Acquisiton | 2019-11-20 | 52,400 | $18.55 | 13,496,076 | No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Common Stock | Acquisiton | 2019-11-20 | 52,400 | $19.14 | 13,548,476 | No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
No | 4 | P | Indirect | Shares indirectly held through South Lake One LLC |
Footnotes
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.67 per share, inclusive. The reporting person undertakes to provide to Enphase Energy, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.64 to $18.91 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.77 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.46 to $19.36 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.04 to $18.52 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.87 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.72 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.67 to $19.57 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4.
- All shares of Common Stock are directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).