Filing Details
- Accession Number:
- 0001562180-20-003826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-21 18:22:19
- Reporting Period:
- 2020-05-19
- Accepted Time:
- 2020-05-21 18:22:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1781635 | Christopher Koeppen | C/O Ii-Vi Incorporated 375 Saxonburg Blvd. Saxonburg PA 16056 | Chief Technology Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-19 | 1,200 | $25.91 | 16,580 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-19 | 1,200 | $45.77 | 15,380 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-19 | 448 | $45.70 | 14,932 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-19 | 600 | $45.92 | 14,332 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-20 | 500 | $18.93 | 14,832 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-20 | 500 | $46.03 | 14,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2020-05-19 | 1,200 | $0.00 | 1,200 | $25.91 |
| Common Stock | Option (Right to Buy) | Disposition | 2020-05-20 | 500 | $0.00 | 500 | $18.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-07-01 | No | 4 | M | Direct | |
| 2,620 | 2022-08-18 | No | 4 | M | Direct |
Footnotes
- The options fully vested on July 1, 2016.
- The options fully vested on August 18, 2017.
Billionaire Hedge Funds
