Home > Insider Trading > Filing (0001209191-20-031242)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212458	Proofpoint Inc	PFPT	Services-Computer Processing & Data Preparation (7374)	510414846

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1547394	David Knight	C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA	Evp/Gm, Security Products	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-05-20	2,500	$50.93	17,329	No	4	M	Direct
Common Stock	Disposition	2020-05-20	400	$115.16	16,929	No	4	S	Direct
Common Stock	Disposition	2020-05-20	1,900	$115.82	15,029	No	4	S	Direct
Common Stock	Disposition	2020-05-20	200	$116.82	14,829	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-05-20	2,500	$0.00	2,500	$50.93

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,892		2026-04-08	No	4	M	Direct

Footnotes

Includes 211 shares of the Issuer's Common Stock acquired by the Reporting Person on May 15, 2020 pursuant to the Issuer's employee stock purchase plan.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Represents the weighted average sale price. The lowest price at which shares were sold was $114.44 and the highest price at which shares were sold was $115.43. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
Represents the weighted average sale price. The lowest price at which shares were sold was $115.49 and the highest price at which shares were sold was $116.40.
Represents the weighted average sale price. The lowest price at which shares were sold was $116.67 and the highest price at which shares were sold was $116.97.
The stock option will vest as to 1/4th of the total number of shares on February 1, 2017, and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments, subject to the Reporting Person's provision of service to the Issuer on each vesting date.